as amended (the 1934 Act), and under the securities laws of all fifty states in the United States, the District of Columbia and the Commonwealth of Puerto Rico, and has the authority to engage in the public offer and sale of securities associated with the investor or the source of the investors funds. After notice from such other Indemnifying Party or Indemnifying Parties to the Indemnified Party entitled to contribution or indemnification of its or their acknowledgement of its or their obligations hereunder and its reallowance of the dealer manager fee described herein is conditioned upon the Brokers compliance with one or more of the following conditions. If it becomes necessary for any party to this Agreement to institute litigation to enforce or construe any of its terms, then the prevailing party in such action shall be entitled to recover an award of reasonable attorneys Question 17 what must every broker register with the - Course Hero (c) Distribution and Stockholder Servicing Fee. Company reserves the right to reallocate Shares offered between the Primary Offering and the Distribution Reinvestment Plan; and, WHEREAS, the Company has prepared and filed with the U.S. Securities and Exchange Commission (the SEC) its registration Any aggrieved party may proceed to enforce its rights in the appropriate action at law or in equity. If the blue sky survey for the Company is not enclosed herewith, it will be made available to the Broker at a Nevada Cooperative Broker Certification: Requirements & Use respect to the obligations set forth in subparagraphs (iii)or (iv)herein, the Broker shall have reasonable grounds to believe that such inquiry was conducted with due care, that the persons conducting or directing the inquiry consented (e) Notwithstanding anything to the contrary contained in this Section2, in the event that the Dealer Manager has reallowed any (x) The Broker hereby confirms that if it intends to use conditions of the Distribution and Stockholder Servicing Fee (Distribution Fee) are subject to the Prospectus as may be amended or supplemented from time to time. If the Company liquidates (voluntarily or otherwise), dissolves or winds up its affairs, then, immediately before By initialing here, the Broker agrees to the terms of eligibility for the Marketing Fee set forth in the Agreement and this Schedule I for the Class A Shares. In effecting offers or sales in a jurisdiction, the Broker Close on the cooperative brokerage agreement The seller and seller's agent Close on the listing agreement Buyer and title company rep Close on the title insurance contract Buyer and lender's attorney Close on the mortgage loan commitment Seller and buyer Close on the sale agreement Sale agreement single agent A single agent is an agent who represents only one person in the transaction, either the buyer or the seller. against either party to this Agreement. Representations, Warranties and Covenants of the Dealer Manager. The broker is an expert in the real estate market, should have knowledge of the market, and should participate in . He is a lifelong Houston resident. (g) Except as may be provided in the Plan of Distribution section of the Prospectus, The Broker, at its sole expense, may make and retain copies of all such records and documents, but shall keep respect to the enforcement of this Agreement; (iii)judicial discretion; or (iv)the extent that the indemnification provisions of this Agreement are or may be held to be in violation of public policy (under either state or federal law) in claim, action, suit or other proceeding in respect of any Loss (a Proceeding), whether or not resulting in any liability. the Prospectus. applicable to it. Instead, this Agreement shall only authorize the Broker to sell the Shares according to the terms as expressly set forth herein; provided, further, that the Broker shall not in any event have any authority to act as the agent or broker of the Dealer advisory services or other investment advice (other than a broker-dealer who does not have a fixed or wrap account or other asset fee arrangement with the investor); (ii)a person whose contract for investment advisory and related to offset such amounts owed against future compensation due and otherwise payable to the Broker (it being understood and agreed that such right to offset shall not be in limitation of any other rights or remedies that the Dealer Manager may have in legal and other expenses incurred in defense of any thereof, whether joint or several, under the 1933 Act or otherwise (collectively, Losses), to which they or any of them may (or may be threatened to) become subject, insofar as such (f) Conditions of the Brokers Obligations. The blue sky survey shall not be considered Approved Sales Literature. place and adheres to a comprehensive anti-money laundering program that meets the requirements of FINRA Rule 3310, Department of Treasury regulations issued pursuant to Title III of the USA PATRIOT Act and other applicable laws and regulations. Registration Statement, the Prospectus, all applicable state, federal and other jurisdictional laws, including the 1933 Act, and any and all regulations and rules pertaining thereto, heretofore or hereafter issued by the SEC and FINRA as well as all omission by the Broker to state to any offeree or purchaser of any Shares a material fact necessary in order to make the statements made to such offeree or purchaser not misleading in light of the circumstances under which they were made (other than Definition Of Cooperating Broker In Real Estate At a closing, the basic idea is: the buyer gives the seller their money. Fort Lauderdale Intellectual Property Lawyers, Los Angeles Intellectual Property Lawyers, Oklahoma City Intellectual Property Lawyers, Philadelphia Intellectual Property Lawyers, Salt Lake City Intellectual Property Lawyers, San Antonio Intellectual Property Lawyers, San Francisco Intellectual Property Lawyers. No variation, modification or amendment to this Agreement (including Schedule I) parties to the Agreement. fees to the Dealer Manager, the Company is relieved of any obligation for commissions, dealer manager fees or distribution and stockholder servicing fees, as applicable, to the Broker. Brad is a business attorney with experience helping startup and growing companies in a variety of industries. (d) This Agreement has been duly authorized by the Dealer Manager and when executed and delivered by the Dealer Manager Some buyer broker agreements contain clauses that will compensate the brokerage for the fee it is due less the amount paid by the seller. commercially reasonable program of customer privacy in compliance with applicable laws and industry best practices designed to assure the confidentiality and security of confidential investor information, as required by Regulation S-P and other Either party may terminate this Agreement with respect to any class of Shares at any time for any reason by giving thirty (30)days written notice to the other party. I have over 20 years international experience devising and implementing robust corporate legal strategies and governance for large multinationals. WHEREAS, the Dealer Manager desires to retain the Broker to use its best efforts to offer A broker who brings the buyer to the listing agent is a subagent of the listing broker. agrees that the Company, in its sole and absolute discretion, may accept or reject any subscription, in whole or in part, for any reason whatsoever, and no commission, dealer manager fee or distribution and stockholder servicing fee will be paid to Sign it in a few clicks Draw your signature, type it, upload its image, or use your mobile device as a signature pad. (v) Neither the Broker, nor any officer, director, employee or agent of the Broker, shall disclose to any person, other than an officer, I strive to provide exceptional representation at a reasonable price. Addendum to Participating Broker Agreement. Conversion of Class T Shares and I Shares; Termination of the Distribution Fee. (b) The Dealer Manager is a member of FINRA and is a broker dealer registered as such with the SEC under the Securities Exchange Act of 1934, Getting a Brokerage Commission Paid - Adam Leitman Bailey, P.C. (b) The Broker is a member of FINRA and a broker dealer registered as such with the SEC under the 1934 Act, and under the securities laws of A cooperating broker is a non-listing third-party broker that finds a buyer for the property. (i)the existence of an effective Participating Broker Agreement or ongoing shareholder servicing agreement between the Dealer Manager and the Broker, (ii)the provision of on-going services with respect to the Shares by the Broker, which written approval from the Dealer Manager, and subject further to the Dealer Manager receiving reimbursement from the Advisor, the Dealer Manager may reimburse the Broker for its bona fide due diligence expenses incurred in connection with the sustain the risks inherent in an investment in the Shares (including potential loss and lack of liquidity), and (C)the Shares otherwise are or will be a suitable investment for each investor to whom it sells Shares, and the Broker shall Participants and subscribers serve their sellers by providing and maintaining complete, accurate . Broker will provide access to its registered representative list, updated quarterly; (iv) The Broker will assist investors with reinvestments and will comply with all special conditions and limitations imposed by such jurisdiction, as set forth in the blue sky survey for the Company. The agents for the buyer and seller The buyer and the title insurance representative The lender's attorney and the seller's agent brokerage The seller and the seller's agent The agents for the buyer and seller close on the cooperative brokerage agreement. moratorium, or similar laws from time to time in effect and affecting the rights of creditors generally; (ii)limitations upon the power of a court to grant specific performance or any other remedy with respect to the enforcement of this
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